ACCESS THE ACTIVE INVESTMENT ADVISORS® WEBSITE
IMPORTANT LEGAL INFORMATION – UNITED STATES OF AMERICA:
PLEASE READ THIS DISCLAIMER CAREFULLY AND CLICK ON THE "I AGREE" BUTTON TO CONFIRM YOU HAVE READ THIS DISCLAIMER COMPLETELY AND AGREE WITH ALL TERMS STATED HEREIN. YOUR AGREEMENT CONSTITUTES AN ACCEPTANCE OF THE TERMS, CONDITIONS, AND RESTRICTIONS NOTED HEREIN.
THIS SITE IS INTENDED FOR USE BY U.S. INSTITUTIONAL INVESTORS AND INVESTMENT ADVISERS AS DEFINED BY FINRA (CONDUCT RULES AND INTERPRETIVE MATERIALS) AND THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED. FOR THE PURPOSES OF THIS SITE, "U.S. FINANCIAL ADVISOR" IS DEFINED AS:
- A BANK, SAVINGS AND LOAN ASSOCIATION, INSURANCE COMPANY, OR REGISTERED INVESTMENT COMPANY;
- AN INVESTMENT ADVISER REGISTERED EITHER WITH THE SECURITIES AND EXCHANGE COMMISSION OR WITH A STATE SECURITIES COMMISSION (OR ANY AGENCY OR OFFICE PERFORMING LIKE FUNCTIONS);
- ANY OTHER ENTITY (WHETHER A NATURAL PERSON, CORPORATION, PARTNERSHIP, TRUST, OR OTHERWISE) WITH TOTAL ASSETS OF AT LEAST $50 MILLION.
- A GOVERNMENTAL ENTITY OR SUBDIVISION THEREOF;
- EMPLOYEE BENEFIT PLAN THAT MEETS THE REQUIREMENTS OF SECTION 403(B) OR SECTION 457 OF THE INTERNAL REVENUE CODE AND HAS AT LEAST 100 PARTICIPANTS, BUT DOES NOT INCLUDE ANY PARTICIPANT OF SUCH PLAN;
- QUALIFIED PLAN, AS DEFINED BY SECTION 3(A)(12)(C) OF THE ACT, THAT HAS AT LEAST 100 PARTICIPANTS, BUT DOES NOT INCLUDE ANY PARTICIPANT OF SUCH A PLAN;
- FINRA MEMBER OR REGISTERED ASSOCIATED PERSON OF SUCH MEMBER; OR
- ANY PERSON ACTING SOLELY ON BEHALF OF ANY OF THE ABOVE.
IF YOU ARE NOT A U.S. INSTITUTIONAL INVESTOR OR INVESTMENT ADVISER, PLEASE VISIT ONE OF OUR OTHER SITES. IF YOU ARE AN INVESTMENT ADVISER, AS DEFINED ABOVE, SERVICING THE U.S. NON-RESIDENT ALIEN MARKET, NOTE THAT SOME OF THE FUNDS MENTIONED ON THE WEBSITE MAY NOT BE OFFERED OR SOLD IN THE U.S. TO U.S. PERSONS. PLEASE READ THE RELEVANT FUND'S OFFERING DOCUMENT FOR MORE INFORMATION.
BY CLICKING 'I AGREE', YOU ACKNOWLEDGE THAT YOU ACCEPT AND AGREE TO BE BOUND BY THE TERMS OF THIS SITE THE FIRST TIME AND ALL SUBSEQUENT TIMES YOU ACCESS THIS SITE.
Our enhanced tax management capabilities seek to minimize the tax consequences of embedded gains, often amplified by low original cost basis. When combined with our highly customizable portfolio construction process, the result is a compelling solution for transition management for both firms and individuals.